ACIO

Aptus Collared Investment Opportunity ETF

An actively-managed strategy seeking growth and income using covered calls on individual equities. The strategy invests in 50 large cap stocks and pursues additional income by selling coverall calls on those stocks. ACIO has an added goal of minimizing downside using long put options on a broad-based market Index.

Why ACIO?

  • Total return potential through growth, dividends, and stock income. Diversified basket of 50 large cap stocks
  • Risk mitigation through ownership of put options
  • Additional pursuit of income by selling covered-calls on the underlying basket of stocks

Fund Details

Current as of 09/29/2023

Fund Ticker ACIO
Fund Name Aptus Collared Investment Opportunity ETF
Primary Exchange Cboe
CUSIP 26922A222
ISIN US26922A2226
Net Assets 538,463,164.87
Expense Ratio 0.79%
30 Day Median Bid- Ask % 0.1
Inception Date 07/09/2019
Shares Outstanding 17,700,000.00
Distributor Quasar Distributors
Advisor Aptus Capital Advisors
*Premium Discount Disclaimer 

The following Frequency Distribution of Premiums and Discounts chart is provided to show the frequency at which the closing price of the Fund was at a premium (above) or discount (below) to their daily net asset value (NAV). The chart represents past performance and cannot be used to predict future results. Shareholders may pay more than NAV when buying Fund shares and receive less than NAV when those shares are sold because shares are bought and sold at current market prices.

Fund Objectives

The Aptus Collared Investment Opportunity ETF seeks current income and capital appreciation.

Fund Prices

Current as of 09/29/2023

NAV MARKET PRICE
Net Asset Value 30.42 Closing Price 30.43
Daily Change $ -0.06 Daily Change $ -0.07
Daily Change % -0.18 Daily Change % -0.23
Premium/Discount % 0.03

Fund holdings are subject to change and should not be considered a recommendation to buy or sell any security.

Fund Distributions

EX-DATERECORD
DATE
PAYABLE
DATE
INCOMESHORT TERM
CAPITAL GAIN
LONG TERM
CAPITAL GAIN
09/27/2309/28/2309/29/23$0.0517
06/28/2306/29/2306/30/23$0.0639
03/29/2303/30/2303/31/23$0.0531
12/28/2212/29/2212/30/22$0.0694
12/06/2212/07/2212/08/22$0.1930
09/13/2209/14/2209/15/22$0.0700
06/14/2206/15/2206/16/22$0.0508
03/15/2203/16/2203/17/22$0.0518
12/29/2112/30/2112/31/21$0.0463
09/14/219/15/219/16/21$0.0585
06/15/216/16/216/17/21$0.0258
03/16/213/17/213/18/21$0.0667
12/29/2012/30/2012/31/20$0.0678
09/15/209/16/209/17/20$0.0662
06/16/206/17/206/18/20$0.0478
03/17/203/18/203/19/20$0.1014
12/30/1912/31/191/2/20$0.1954
09/17/199/18/199/19/19$0.1432

This fund is expected to pay at least one more distribution before year end. The figures represent estimates and are subject to change based on portfolio, market, and shareholder activity and tax adjustments. Actual distributions will be based on shares outstanding as of the record date. The net asset value of a fund with a distribution will drop on the ex-date by the amount of the distribution. Keep in mind that market conditions, portfolio changes and/or changes in outstanding fund shares could affect these estimates substantially. This information is NOT FINAL and is subject to change until the ex-dividend date. All data subject to change. Actual distributions will be posted on the aptusetfs.com site after each fund’s ex-dividend date. Aptus does not provide tax, accounting or legal advice. Any tax statements contained herein were not intended or written to be used, and cannot be used for the purpose of avoiding U.S., federal, state or local tax penalties. Clients should consult their advisor as to any tax, accounting or legal statements made herein. Specific questions regarding your clients’ personal income tax situation should be referred to a tax advisor.

Fund Performance

Monthly
as of 08/31/2023
Quarterly
as 08/31/2023
NAV % Market % NAV % Market %
1 Month -0.9 -1.07 -0.9 -1.07
3 Month 5.13 4.97 5.13 4.97
1 Year 7.37 7.06 7.37 7.06
3 Year 5.97 5.89 5.97 5.89
5 Year - - - -
YTD 9.74 9.71 9.74 9.71
Since Inception 32.55 32.46 32.55 32.46
Since Inception Annualized 7.03 7.02 7.03 7.02

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period. Performance is annualized for periods greater than 1 year.

Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Short-term performance in particular is not a good indication of the fund’s future performance and an investment should not be made solely on returns.

Market Price: The current price at which shares are bought and sold. Market returns are based upon the last trade price.

NAV: The dollar value of a single share, based on the value of the underlying assets of the fund minus its liabilities, divided by the number of shares outstanding. Calculated at the end of each business day.

ACIO Fund Holdings

Current as of 09/29/2023

Stock TickerCusipSecurity DescSharesPriceMarket ValueWeightingsEffective Date
AAPL037833100APPLE INC219,189.00171.2137,527,348.696.97%10/02/2023
AAPL 231020C00185000AAPL 231020C00185000AAPL US 10/20/23 C185-1,500.000.25-36,750.00-0.01%10/02/2023
ABBV00287Y109ABBVIE INC27,514.00149.064,101,236.840.76%10/02/2023
ABBV 231020C00160000ABBV 231020C00160000ABBV US 10/20/23 C160-250.000.13-3,125.000.00%10/02/2023
ABT002824100ABBOTT LABS49,052.0096.854,750,686.200.88%10/02/2023
ACNG1151C101ACCENTURE PLC IRELAND22,788.00307.116,998,422.681.30%10/02/2023
ACN 231020C00330000ACN 231020C00330000ACCENTUR CLL OPT 10/23 330-200.000.43-8,500.000.00%10/02/2023
ADBE00724F101ADOBE INC8,081.00509.904,120,501.900.77%10/02/2023
ADBE 231020C00570000ADBE 231020C00570000ADBE US 10/20/23 C570-80.000.87-6,960.000.00%10/02/2023
ADI032654105ANALOG DEVICES INC55,329.00175.099,687,554.611.80%10/02/2023
ADI 231020C00190000ADI 231020C00190000ADI US 10/20/23 C190-400.000.45-18,000.000.00%10/02/2023
AMAT038222105APPLIED MATLS INC52,105.00138.457,213,937.251.34%10/02/2023
AMAT 231020C00157500AMAT 231020C00157500AMAT US 10/20/23 C157.5-400.000.29-11,600.000.00%10/02/2023
AMGN031162100AMGEN INC12,257.00268.763,294,191.320.61%10/02/2023
AMT03027X100AMERICAN TOWER CORP24,100.00164.453,963,245.000.74%10/02/2023
AMZN023135106AMAZON COM INC134,893.00127.1217,147,598.163.18%10/02/2023
AMZN 231020C00141000AMZN 231020C00141000AMZN US 10/20/23 C141-1,000.000.33-33,000.00-0.01%10/02/2023
AVGO11135F101BROADCOM INC7,654.00830.586,357,259.321.18%10/02/2023
AVGO 231020C00925000AVGO 231020C00925000AVGO US 10/20/23 C925-70.001.40-9,800.000.00%10/02/2023
BA097023105BOEING CO12,594.00191.682,414,017.920.45%10/02/2023
BAC060505104BANK AMERICA CORP159,392.0027.384,364,152.960.81%10/02/2023
BAC 231020C00031000BAC 231020C00031000BAC US 10/20/23 C31-1,000.000.06-5,500.000.00%10/02/2023
BLK09247X101BLACKROCK INC8,646.00646.495,589,552.541.04%10/02/2023
BLK 231020C00710000BLK 231020C00710000BLK US 10/20/23 C710-80.001.15-9,200.000.00%10/02/2023
BMY110122108BRISTOL-MYERS SQUIBB CO32,997.0058.041,915,145.880.36%10/02/2023
BRK/B084670702BERKSHIRE HATHAWAY INC DEL26,860.00350.309,409,058.001.75%10/02/2023
BRKB 231020C00372500BRKB 231020C00372500BRKB US 10/20/23 C372.5-250.000.24-6,000.000.00%10/02/2023
C172967424CITIGROUP INC63,994.0041.132,632,073.220.49%10/02/2023
CAT149123101CATERPILLAR INC32,315.00273.008,821,995.001.64%10/02/2023
CAT 231020C00300000CAT 231020C00300000CAT US 10/20/23 C300-300.000.57-17,100.000.00%10/02/2023
CHE16359R103CHEMED CORP NEW8,138.00519.704,229,318.600.79%10/02/2023
CMCSA20030N101COMCAST CORP NEW64,711.0044.342,869,285.740.53%10/02/2023
COST22160K105COSTCO WHSL CORP NEW7,788.00564.964,399,908.480.82%10/02/2023
COST 231020C00600000COST 231020C00600000COST US 10/20/23 C600-75.000.83-6,225.000.00%10/02/2023
CSCO17275R102CISCO SYS INC65,549.0053.763,523,914.240.65%10/02/2023
CSX126408103CSX CORP208,067.0030.756,398,060.251.19%10/02/2023
DE244199105DEERE & CO10,485.00377.383,956,829.300.73%10/02/2023
DE 231020C00415000DE 231020C00415000DE US 10/20/23 C415-100.000.60-6,000.000.00%10/02/2023
DIS254687106DISNEY WALT CO29,794.0081.052,414,803.700.45%10/02/2023
ELV036752103ELEVANCE HEALTH INC11,941.00435.425,199,350.220.97%10/02/2023
ELV 231020C00500000ELV 231020C00500000ELV US 10/20/23 C500-100.000.55-5,500.000.00%10/02/2023
FANG25278X109DIAMONDBACK ENERGY INC33,118.00154.885,129,315.840.95%10/02/2023
FANG 231020C00170000FANG 231020C00170000DIAMONDB CLL OPT 10/23 170-300.000.20-6,000.000.00%10/02/2023
FCX35671D857FREEPORT-MCMORAN INC58,679.0037.292,188,139.910.41%10/02/2023
FDX31428X106FEDEX CORP21,361.00264.925,658,956.121.05%10/02/2023
FDX 231020C00280000FDX 231020C00280000FEDEX CO CLL OPT 10/23 280-200.000.90-17,900.000.00%10/02/2023
FI337738108FISERV INC43,127.00112.964,871,625.920.90%10/02/2023
GILD375558103GILEAD SCIENCES INC41,443.0074.943,105,738.420.58%10/02/2023
GOOG02079K107ALPHABET INC162,529.00131.8521,429,448.653.98%10/02/2023
GOOG 231020C00145000GOOG 231020C00145000GOOG US 10/20/23 C145-1,500.000.19-28,500.00-0.01%10/02/2023
HON438516106HONEYWELL INTL INC29,285.00184.745,410,110.901.00%10/02/2023
ICE45866F104INTERCONTINENTAL EXCHANGE INC COM32,480.00110.023,573,449.600.66%10/02/2023
INTU461202103INTUIT15,942.00510.948,145,405.481.51%10/02/2023
INTU 231020C00560000INTU 231020C00560000INTU US 10/20/23 C560-100.000.95-9,500.000.00%10/02/2023
JNJ478160104JOHNSON & JOHNSON39,558.00155.756,161,158.501.14%10/02/2023
JNJ 231020C00165000JNJ 231020C00165000JNJ US 10/20/23 C165-300.000.33-9,900.000.00%10/02/2023
JPM46625H100JPMORGAN CHASE & CO.61,822.00145.028,965,426.441.67%10/02/2023
JPM 231020C00160000JPM 231020C00160000JPM US 10/20/23 C160-600.000.13-7,500.000.00%10/02/2023
LING54950103LINDE PLC25,542.00372.359,510,563.701.77%10/02/2023
LIN 231020C00395000LIN 231020C00395000LIN US 10/20/23 C395-200.000.55-11,000.000.00%10/02/2023
LLY532457108ELI LILLY & CO11,734.00537.136,302,683.421.17%10/02/2023
LLY 231020C00590000LLY 231020C00590000LLY US 10/20/23 C590-100.000.88-8,750.000.00%10/02/2023
LOW548661107LOWES COS INC32,320.00207.846,717,388.801.25%10/02/2023
LOW 231020C00225000LOW 231020C00225000LOW US 10/20/23 C225-300.000.33-9,900.000.00%10/02/2023
MAR571903202MARRIOTT INTL INC NEW24,404.00196.564,796,850.240.89%10/02/2023
MAR 231020C00225000MAR 231020C00225000MARRIOTT CLL OPT 10/23 225-240.000.20-4,800.000.00%10/02/2023
MCD580135101MCDONALDS CORP24,285.00263.446,397,640.401.19%10/02/2023
MCD 231020C00280000MCD 231020C00280000MCD US 10/20/23 C280-200.000.22-4,400.000.00%10/02/2023
MDLZ609207105MONDELEZ INTL INC81,477.0069.405,654,503.801.05%10/02/2023
META30303M102META PLATFORMS INC32,477.00300.219,749,920.171.81%10/02/2023
META 231020C00350000META 231020C00350000META US 10/20/23 C350-300.000.33-9,900.000.00%10/02/2023
MMC571748102MARSH & MCLENNAN COS INC28,931.00190.305,505,569.301.02%10/02/2023
MMC 231020C00200000MMC 231020C00200000MMC US 10/20/23 C200-200.000.40-8,000.000.00%10/02/2023
MO02209S103ALTRIA GROUP INC78,383.0042.053,296,005.150.61%10/02/2023
MRK58933Y105MERCK & CO INC38,719.00102.953,986,121.050.74%10/02/2023
MRK 231020C00110000MRK 231020C00110000MERCK & CLL OPT 10/23 110-300.000.17-5,100.000.00%10/02/2023
MS617446448MORGAN STANLEY62,169.0081.675,077,342.230.94%10/02/2023
MSFT594918104MICROSOFT CORP109,824.00315.7534,676,928.006.44%10/02/2023
NEE65339F101NEXTERA ENERGY INC114,707.0057.296,571,564.031.22%10/02/2023
NFLX64110L106NETFLIX INC7,170.00377.602,707,392.000.50%10/02/2023
NKE654106103NIKE INC19,494.0095.621,864,016.280.35%10/02/2023
NOC666807102NORTHROP GRUMMAN CORP20,753.00440.199,135,263.071.70%10/02/2023
NOC 231020C00480000NOC 231020C00480000NOC US 10/20/23 C480-200.000.40-8,000.000.00%10/02/2023
NOW81762P102SERVICENOW INC14,631.00558.968,178,143.761.52%10/02/2023
NOW 231020C00625000NOW 231020C00625000NOW US 10/20/23 C625-100.000.90-9,000.000.00%10/02/2023
NVDA67066G104NVIDIA CORPORATION36,558.00434.9915,902,364.422.95%10/02/2023
NVDA 231020C00515000NVDA 231020C00515000NVDA US 10/20/23 C515-300.000.59-17,700.000.00%10/02/2023
PEP713448108PEPSICO INC49,629.00169.448,409,137.761.56%10/02/2023
PEP 231020C00180000PEP 231020C00180000PEP US 10/20/23 C180-400.000.26-10,200.000.00%10/02/2023
PFE717081103PFIZER INC99,959.0033.173,315,640.030.62%10/02/2023
PG742718109PROCTER AND GAMBLE CO51,707.00145.867,541,983.021.40%10/02/2023
PG 231020C00155000PG 231020C00155000PG US 10/20/23 C155-500.000.30-15,000.000.00%10/02/2023
PGR743315103PROGRESSIVE CORP48,743.00139.306,789,899.901.26%10/02/2023
PGR 231020C00155000PGR 231020C00155000PGR US 10/20/23 C155-300.000.25-7,500.000.00%10/02/2023
PHM745867101PULTE GROUP INC44,853.0074.053,321,364.650.62%10/02/2023
PHM 231020C00083000PHM 231020C00083000PHM US 10/20/23 C83-400.000.15-6,000.000.00%10/02/2023
PLD74340W103PROLOGIS INC.42,364.00112.214,753,664.440.88%10/02/2023
PSA74460D109PUBLIC STORAGE10,520.00263.522,772,230.400.51%10/02/2023
PXD723787107PIONEER NAT RES CO24,402.00229.555,601,479.101.04%10/02/2023
PYPL70450Y103PAYPAL HLDGS INC37,165.0058.462,172,665.900.40%10/02/2023
SHW824348106SHERWIN WILLIAMS CO8,333.00255.052,125,331.650.39%10/02/2023
SLB806857108SCHLUMBERGER LTD39,878.0058.302,324,887.400.43%10/02/2023
SO842587107SOUTHERN CO81,722.0064.725,289,047.840.98%10/02/2023
SPX 231020P03900000SPX 231020P03900000CBOE S&P PUT OPT 10/23 3900-900.004.00-360,000.00-0.07%10/02/2023
SPX 231020P04200000SPX 231020P04200000CBOE S&P PUT OPT 10/23 4200900.0033.353,001,500.000.56%10/02/2023
SYK863667101STRYKER CORPORATION33,415.00273.279,131,317.051.70%10/02/2023
TJX872540109TJX COS INC NEW52,108.0088.884,631,359.040.86%10/02/2023
TJX 231020C00095000TJX 231020C00095000TJX US 10/20/23 C95-500.000.08-4,000.000.00%10/02/2023
TMO883556102THERMO FISHER SCIENTIFIC INC COM14,647.00506.177,413,871.991.38%10/02/2023
TMUS872590104T-MOBILE US INC37,450.00140.055,244,872.500.97%10/02/2023
TMUS 231020C00152500TMUS 231020C00152500TMUS US 10/20/23 C152.5-300.000.16-4,800.000.00%10/02/2023
TSLA88160R101TESLA INC41,401.00250.2210,359,358.221.92%10/02/2023
TSLA 231020C00300000TSLA 231020C00300000TSLA US 10/20/23 C300-400.001.35-54,000.00-0.01%10/02/2023
TXN882508104TEXAS INSTRS INC13,234.00159.012,104,338.340.39%10/02/2023
UNH91324P102UNITEDHEALTH GROUP INC17,116.00504.198,629,716.041.60%10/02/2023
V92826C839VISA INC35,462.00230.018,156,614.621.51%10/02/2023
V 231020C00247500V 231020C00247500V US 10/20/23 C247.5-300.000.21-6,300.000.00%10/02/2023
WM94106L109WASTE MGMT INC DEL24,512.00152.443,736,609.280.69%10/02/2023
WMT931142103WALMART INC35,921.00159.935,744,845.531.07%10/02/2023
XOM30231G102EXXON MOBIL CORP110,233.00117.5812,961,196.142.41%10/02/2023
XOM 231020C00130000XOM 231020C00130000EXXON MO CLL OPT 10/23 130-1,000.000.10-10,000.000.00%10/02/2023
Cash&OtherCash&OtherCash & Other9,826,357.741.009,826,357.741.82%10/02/2023

Holdings are subject to change without notice.