ACIO
Aptus Collared Income Opportunity ETF
An actively-managed strategy seeking growth and income using covered calls on individual equities. The strategy invests in 50 large cap stocks and pursues additional income by selling coverall calls on those stocks. ACIO has an added goal of minimizing downside using long put options on a broad-based market Index.
Why ACIO?
- Total return potential through growth, dividends, and stock income. Diversified basket of 50 large cap stocks
- Risk mitigation through ownership of put options
- Additional pursuit of income by selling covered-calls on the underlying basket of stocks
Fund Details
Current as of 09/23/2022
| Fund Ticker | ACIO |
| Fund Name | Aptus Collared Income Opportunity ETF |
| Primary Exchange | Cboe |
| CUSIP | 26922A222 |
| ISIN | US26922A2226 |
| Net Assets | 461,927,295.65 |
| Expense Ratio | 0.79% |
| 30 Day Median Bid- Ask % | 0.25 |
| Inception Date | 07/09/2019 |
| Shares Outstanding | 16,200,000.00 |
| Distributor | Quasar Distributors |
| Advisor | Aptus Capital Advisors |
*Premium Discount Disclaimer
The following Frequency Distribution of Premiums and Discounts chart is provided to show the frequency at which the closing price of the Fund was at a premium (above) or discount (below) to their daily net asset value (NAV). The chart represents past performance and cannot be used to predict future results. Shareholders may pay more than NAV when buying Fund shares and receive less than NAV when those shares are sold because shares are bought and sold at current market prices.
Fund Objectives
The Aptus Collared Income Opportunity ETF seeks current income and capital appreciation.
Fund Prices
Current as of 09/23/2022
| NAV | MARKET PRICE | ||
| Net Asset Value | 28.51 | Closing Price | 28.56 |
| Daily Change $ | -0.14 | Daily Change $ | -0.14 |
| Daily Change % | -0.49 | Daily Change % | -0.49 |
| Premium/Discount % | 0.16 |
Fund holdings are subject to change and should not be considered a recommendation to buy or sell any security.
Fund Distributions
| EX-DATE | RECORD DATE | PAYABLE DATE | INCOME | SHORT TERM CAPITAL GAIN | LONG TERM CAPITAL GAIN |
|---|---|---|---|---|---|
| 09/13/22 | 09/14/22 | 09/15/22 | $0.0700 | ||
| 06/14/22 | 06/15/22 | 06/16/22 | $0.0508 | ||
| 03/15/22 | 03/16/22 | 03/17/22 | $0.0518 | ||
| 12/29/21 | 12/30/21 | 12/31/21 | $0.0463 | ||
| 09/14/21 | 9/15/21 | 9/16/21 | $0.0585 | ||
| 06/15/21 | 6/16/21 | 6/17/21 | $0.0258 | ||
| 03/16/21 | 3/17/21 | 3/18/21 | $0.0667 | ||
| 12/29/20 | 12/30/20 | 12/31/20 | $0.0678 | ||
| 09/15/20 | 9/16/20 | 9/17/20 | $0.0662 | ||
| 06/16/20 | 6/17/20 | 6/18/20 | $0.0478 | ||
| 03/17/20 | 3/18/20 | 3/19/20 | $0.1014 | ||
| 12/30/19 | 12/31/19 | 1/2/20 | $0.1954 | ||
| 09/17/19 | 9/18/19 | 9/19/19 | $0.1432 |
This fund is expected to pay at least one more distribution before year end. The figures represent estimates and are subject to change based on portfolio, market, and shareholder activity and tax adjustments. Actual distributions will be based on shares outstanding as of the record date. The net asset value of a fund with a distribution will drop on the ex-date by the amount of the distribution. Keep in mind that market conditions, portfolio changes and/or changes in outstanding fund shares could affect these estimates substantially. This information is NOT FINAL and is subject to change until the ex-dividend date. All data subject to change. Actual distributions will be posted on the aptusetfs.com site after each fund’s ex-dividend date. Aptus does not provide tax, accounting or legal advice. Any tax statements contained herein were not intended or written to be used, and cannot be used for the purpose of avoiding U.S., federal, state or local tax penalties. Clients should consult their advisor as to any tax, accounting or legal statements made herein. Specific questions regarding your clients’ personal income tax situation should be referred to a tax advisor.
Fund Performance
| Monthly as of 08/31/2022 |
Quarterly as 06/30/2022 |
|||
| NAV % | Market % | NAV % | Market % | |
| 1 Month | -2.61 | -2.41 | -3.85 | -3.66 |
| 3 Month | -0.54 | -0.15 | -7.98 | -8.25 |
| 1 Year | -3.59 | -3.45 | -3.72 | -3.76 |
| 3 Year | 8.06 | 8.12 | - | - |
| 5 Year | - | - | - | - |
| YTD | -8.32 | -8.08 | -11.37 | -11.31 |
| Since Inception | 23.45 | 23.73 | 19.35 | 19.38 |
| Since Inception Annualized | 6.93 | 7 | 6.12 | 6.13 |
Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period. Performance is annualized for periods greater than 1 year.
Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Short-term performance in particular is not a good indication of the fund’s future performance and an investment should not be made solely on returns.
ACIO Fund Holdings
Current as of 09/23/2022
| Stock Ticker | Cusip | Security Desc | Shares | Price | Market Value | Weightings | Effective Date |
|---|---|---|---|---|---|---|---|
| AAPL | 037833100 | APPLE INC | 218,701.00 | 150.77 | 32,973,549.77 | 7.11% | 09/27/2022 |
| AAPL 221007C00160000 | AAPL 221007C00160000 | APPLE IN CLL OPT 10/22 160 | -2,187.00 | 0.93 | -202,297.50 | -0.04% | 09/27/2022 |
| ABBV | 00287Y109 | ABBVIE INC | 27,653.00 | 141.21 | 3,904,880.13 | 0.84% | 09/27/2022 |
| ABBV 221118C00155000 | ABBV 221118C00155000 | ABBVIE I CLL OPT 11/22 155 | -267.00 | 1.38 | -36,712.50 | -0.01% | 09/27/2022 |
| ABT | 002824100 | ABBOTT LABS | 34,747.00 | 99.84 | 3,469,140.48 | 0.75% | 09/27/2022 |
| ABT 220930C00111000 | ABT 220930C00111000 | ABBOTT L CLL OPT 09/22 111 | -338.00 | 0.04 | -1,183.00 | 0.00% | 09/27/2022 |
| ACN | G1151C101 | ACCENTURE PLC IRELAND | 20,996.00 | 257.54 | 5,407,309.84 | 1.17% | 09/27/2022 |
| ACN 221007C00275000 | ACN 221007C00275000 | ACCENTUR CLL OPT 10/22 275 | -209.00 | 1.20 | -25,080.00 | -0.01% | 09/27/2022 |
| ADI | 032654105 | ANALOG DEVICES INC | 40,900.00 | 140.82 | 5,759,538.00 | 1.24% | 09/27/2022 |
| ADI 221007C00152500 | ADI 221007C00152500 | ANALOG D CLL OPT 10/22 152.500 | -409.00 | 0.55 | -22,495.00 | 0.00% | 09/27/2022 |
| AEM | 008474108 | AGNICO EAGLE MINES LTD | 59,581.00 | 37.54 | 2,236,670.74 | 0.48% | 09/27/2022 |
| AEM 221021C00045000 | AEM 221021C00045000 | AGNICO E CLL OPT 10/22 45 | -595.00 | 0.28 | -16,362.50 | 0.00% | 09/27/2022 |
| AMT | 03027X100 | AMERICAN TOWER CORP | 20,034.00 | 221.37 | 4,434,926.58 | 0.96% | 09/27/2022 |
| AMT 221021C00260000 | AMT 221021C00260000 | AMERICAN CLL OPT 10/22 260 | -199.00 | 0.28 | -5,472.50 | 0.00% | 09/27/2022 |
| AMZN | 023135106 | AMAZON COM INC | 126,592.00 | 115.15 | 14,577,068.80 | 3.14% | 09/27/2022 |
| AMZN 220930C00125000 | AMZN 220930C00125000 | AMAZON C CLL OPT 09/22 125 | -1,258.00 | 0.17 | -21,386.00 | 0.00% | 09/27/2022 |
| AVGO | 11135F101 | BROADCOM INC | 14,679.00 | 462.26 | 6,785,514.54 | 1.46% | 09/27/2022 |
| AVGO 221007C00500000 | AVGO 221007C00500000 | BROADCOM CLL OPT 10/22 500 | -146.00 | 1.93 | -28,105.00 | -0.01% | 09/27/2022 |
| AWK | 030420103 | AMERICAN WTR WKS CO INC NEW | 34,458.00 | 137.33 | 4,732,117.14 | 1.02% | 09/27/2022 |
| AWK 221021C00170000 | AWK 221021C00170000 | AMERICAN CLL OPT 10/22 170 | -339.00 | 0.15 | -5,085.00 | 0.00% | 09/27/2022 |
| BAC | 060505104 | BK OF AMERICA CORP | 220,750.00 | 31.03 | 6,849,872.50 | 1.48% | 09/27/2022 |
| BAC 221007C00033000 | BAC 221007C00033000 | BANK OF CLL OPT 10/22 33 | -2,207.00 | 0.24 | -51,864.50 | -0.01% | 09/27/2022 |
| BLK | 09247X101 | BLACKROCK INC | 4,262.00 | 584.65 | 2,491,778.30 | 0.54% | 09/27/2022 |
| BLK 220930C00620000 | BLK 220930C00620000 | BLACKROC CLL OPT 09/22 620 | -42.00 | 1.53 | -6,405.00 | 0.00% | 09/27/2022 |
| BMY | 110122108 | BRISTOL-MYERS SQUIBB CO | 30,389.00 | 70.15 | 2,131,788.35 | 0.46% | 09/27/2022 |
| BMY 220930C00073000 | BMY 220930C00073000 | BRISTOL- CLL OPT 09/22 73 | -299.00 | 0.11 | -3,289.00 | 0.00% | 09/27/2022 |
| BRK/B | 084670702 | BERKSHIRE HATHAWAY INC DEL | 27,774.00 | 264.32 | 7,341,223.68 | 1.58% | 09/27/2022 |
| BRKB 221021C00295000 | BRKB 221021C00295000 | BERKSHIR CLL OPT 10/22 295 | -135.00 | 0.51 | -6,817.50 | 0.00% | 09/27/2022 |
| CAT | 149123101 | CATERPILLAR INC | 29,763.00 | 162.62 | 4,840,059.06 | 1.04% | 09/27/2022 |
| CAT 220930C00170000 | CAT 220930C00170000 | CATERPIL CLL OPT 09/22 170 | -297.00 | 0.81 | -24,057.00 | -0.01% | 09/27/2022 |
| CHE | 16359R103 | CHEMED CORP NEW | 23,262.00 | 449.41 | 10,454,175.42 | 2.26% | 09/27/2022 |
| CHE 221021C00500000 | CHE 221021C00500000 | CHEMED C CLL OPT 10/22 500 | -51.00 | 1.90 | -9,690.00 | 0.00% | 09/27/2022 |
| CME | 12572Q105 | CME GROUP INC | 21,651.00 | 179.98 | 3,896,746.98 | 0.84% | 09/27/2022 |
| CME 221021C00195000 | CME 221021C00195000 | CME GROU CLL OPT 10/22 195 | -216.00 | 1.30 | -28,080.00 | -0.01% | 09/27/2022 |
| COST | 22160K105 | COSTCO WHSL CORP NEW | 6,423.00 | 480.30 | 3,084,966.90 | 0.67% | 09/27/2022 |
| COST 220930C00490000 | COST 220930C00490000 | COSTCO C CLL OPT 09/22 490 | -63.00 | 4.15 | -26,145.00 | -0.01% | 09/27/2022 |
| CRL | 159864107 | CHARLES RIV LABS INTL INC | 27,282.00 | 185.16 | 5,051,535.12 | 1.09% | 09/27/2022 |
| CRL 221021C00230000 | CRL 221021C00230000 | CHARLES CLL OPT 10/22 230 | -268.00 | 1.28 | -34,170.00 | -0.01% | 09/27/2022 |
| CRM | 79466L302 | SALESFORCE INC | 29,676.00 | 146.32 | 4,342,192.32 | 0.94% | 09/27/2022 |
| CRM 221021C00175000 | CRM 221021C00175000 | SALESFOR CLL OPT 10/22 175 | -294.00 | 0.47 | -13,671.00 | 0.00% | 09/27/2022 |
| CVX | 166764100 | CHEVRON CORP NEW | 19,608.00 | 140.96 | 2,763,943.68 | 0.60% | 09/27/2022 |
| DG | 256677105 | DOLLAR GEN CORP NEW | 27,596.00 | 238.46 | 6,580,542.16 | 1.42% | 09/27/2022 |
| DG 220930C00255000 | DG 220930C00255000 | DOLLAR G CLL OPT 09/22 255 | -273.00 | 0.15 | -4,095.00 | 0.00% | 09/27/2022 |
| DLR | 253868103 | DIGITAL RLTY TR INC | 45,693.00 | 101.78 | 4,650,633.54 | 1.00% | 09/27/2022 |
| ELV | 036752103 | ELEVANCE HEALTH INC | 17,343.00 | 448.14 | 7,772,092.02 | 1.68% | 09/27/2022 |
| ELV 220930C00470000 | ELV 220930C00470000 | ELEVANCE CLL OPT 09/22 470 | -173.00 | 1.55 | -26,815.00 | -0.01% | 09/27/2022 |
| FANG | 25278X109 | DIAMONDBACK ENERGY INC | 47,858.00 | 111.21 | 5,322,288.18 | 1.15% | 09/27/2022 |
| FANG 221021C00140000 | FANG 221021C00140000 | DIAMONDB CLL OPT 10/22 140 | -475.00 | 0.48 | -22,562.50 | 0.00% | 09/27/2022 |
| FISV | 337738108 | FISERV INC | 47,461.00 | 95.90 | 4,551,509.90 | 0.98% | 09/27/2022 |
| GOOG | 02079K107 | ALPHABET INC | 165,036.00 | 98.81 | 16,307,207.16 | 3.52% | 09/27/2022 |
| GOOG 221007C00106000 | GOOG 221007C00106000 | ALPHABET CLL OPT 10/22 106 | -1,650.00 | 0.53 | -86,625.00 | -0.02% | 09/27/2022 |
| HD | 437076102 | HOME DEPOT INC | 23,269.00 | 266.58 | 6,203,050.02 | 1.34% | 09/27/2022 |
| HD 220930C00285000 | HD 220930C00285000 | HOME DEP CLL OPT 09/22 285 | -231.00 | 0.26 | -6,006.00 | 0.00% | 09/27/2022 |
| HON | 438516106 | HONEYWELL INTL INC | 26,989.00 | 170.07 | 4,590,019.23 | 0.99% | 09/27/2022 |
| INTU | 461202103 | INTUIT | 12,469.00 | 395.80 | 4,935,230.20 | 1.06% | 09/27/2022 |
| INTU 220930C00430000 | INTU 220930C00430000 | INTUIT C CLL OPT 09/22 430 | -123.00 | 1.03 | -12,607.50 | 0.00% | 09/27/2022 |
| JNJ | 478160104 | JOHNSON & JOHNSON | 36,446.00 | 165.70 | 6,039,102.20 | 1.30% | 09/27/2022 |
| JNJ 221021C00175000 | JNJ 221021C00175000 | JOHNSON CLL OPT 10/22 175 | -355.00 | 0.91 | -32,127.50 | -0.01% | 09/27/2022 |
| JPM | 46625H100 | JPMORGAN CHASE & CO. | 60,566.00 | 106.79 | 6,467,843.14 | 1.40% | 09/27/2022 |
| JPM 221021C00121000 | JPM 221021C00121000 | JPMORGAN CLL OPT 10/22 121 | -601.00 | 0.39 | -23,138.50 | 0.00% | 09/27/2022 |
| LHX | 502431109 | L3HARRIS TECHNOLOGIES INC | 27,524.00 | 215.67 | 5,936,101.08 | 1.28% | 09/27/2022 |
| LHX 221021C00250000 | LHX 221021C00250000 | L3HARRIS CLL OPT 10/22 250 | -272.00 | 0.75 | -20,400.00 | 0.00% | 09/27/2022 |
| LIN | G5494J103 | LINDE PLC | 13,814.00 | 264.25 | 3,650,349.50 | 0.79% | 09/27/2022 |
| LIN 221021C00290000 | LIN 221021C00290000 | LINDE PL CLL OPT 10/22 290 | -138.00 | 1.55 | -21,390.00 | 0.00% | 09/27/2022 |
| LLY | 532457108 | LILLY ELI & CO | 14,934.00 | 307.50 | 4,592,205.00 | 0.99% | 09/27/2022 |
| LLY 220930C00330000 | LLY 220930C00330000 | ELI LILL CLL OPT 09/22 330 | -123.00 | 0.90 | -11,008.50 | 0.00% | 09/27/2022 |
| LMT | 539830109 | LOCKHEED MARTIN CORP | 10,909.00 | 407.65 | 4,447,053.85 | 0.96% | 09/27/2022 |
| LMT 221021C00445000 | LMT 221021C00445000 | LOCKHEED CLL OPT 10/22 445 | -108.00 | 1.88 | -20,250.00 | 0.00% | 09/27/2022 |
| LRCX | 512807108 | LAM RESEARCH CORP | 11,632.00 | 371.44 | 4,320,590.08 | 0.93% | 09/27/2022 |
| LRCX 220930C00400000 | LRCX 220930C00400000 | LAM RESE CLL OPT 09/22 400 | -116.00 | 1.61 | -18,618.00 | 0.00% | 09/27/2022 |
| MA | 57636Q104 | MASTERCARD INCORPORATED | 13,551.00 | 290.11 | 3,931,280.61 | 0.85% | 09/27/2022 |
| MA 221007C00310000 | MA 221007C00310000 | MASTERCA CLL OPT 10/22 310 | -135.00 | 1.26 | -16,942.50 | 0.00% | 09/27/2022 |
| MAR | 571903202 | MARRIOTT INTL INC NEW | 31,450.00 | 136.22 | 4,284,119.00 | 0.92% | 09/27/2022 |
| MAR 221007C00147000 | MAR 221007C00147000 | MARRIOTT CLL OPT 10/22 147 | -314.00 | 0.85 | -26,690.00 | -0.01% | 09/27/2022 |
| MCD | 580135101 | MCDONALDS CORP | 18,833.00 | 243.76 | 4,590,732.08 | 0.99% | 09/27/2022 |
| MCD 220930C00252500 | MCD 220930C00252500 | MCDONALD CLL OPT 09/22 252.500 | -188.00 | 0.38 | -7,050.00 | 0.00% | 09/27/2022 |
| MDLZ | 609207105 | MONDELEZ INTL INC | 58,101.00 | 58.35 | 3,390,193.35 | 0.73% | 09/27/2022 |
| META | 30303M102 | META PLATFORMS INC | 28,264.00 | 136.37 | 3,854,361.68 | 0.83% | 09/27/2022 |
| META 220930C00150000 | META 220930C00150000 | META US 09/30/22 C150 | -280.00 | 0.24 | -6,580.00 | 0.00% | 09/27/2022 |
| MMC | 571748102 | MARSH & MCLENNAN COS INC | 33,917.00 | 149.19 | 5,060,077.23 | 1.09% | 09/27/2022 |
| MOS | 61945C103 | MOSAIC CO NEW | 75,656.00 | 46.51 | 3,518,760.56 | 0.76% | 09/27/2022 |
| MOS 221007C00054000 | MOS 221007C00054000 | THE MOSA CLL OPT 10/22 54 | -756.00 | 0.29 | -21,924.00 | 0.00% | 09/27/2022 |
| MRK | 58933Y105 | MERCK & CO INC | 35,663.00 | 86.18 | 3,073,437.34 | 0.66% | 09/27/2022 |
| MRK 221021C00092500 | MRK 221021C00092500 | MERCK & CLL OPT 10/22 92.500 | -351.00 | 0.40 | -13,864.50 | 0.00% | 09/27/2022 |
| MS | 617446448 | MORGAN STANLEY | 57,265.00 | 79.76 | 4,567,456.40 | 0.99% | 09/27/2022 |
| MS 220930C00085000 | MS 220930C00085000 | MORGAN S CLL OPT 09/22 85 | -572.00 | 0.16 | -9,152.00 | 0.00% | 09/27/2022 |
| MSFT | 594918104 | MICROSOFT CORP | 105,156.00 | 237.45 | 24,969,292.20 | 5.39% | 09/27/2022 |
| MSFT 220930C00250000 | MSFT 220930C00250000 | MICROSOF CLL OPT 09/22 250 | -541.00 | 0.60 | -32,460.00 | -0.01% | 09/27/2022 |
| MSFT 220930C00255000 | MSFT 220930C00255000 | MICROSOF CLL OPT 09/22 255 | -510.00 | 0.20 | -10,200.00 | 0.00% | 09/27/2022 |
| NEE | 65339F101 | NEXTERA ENERGY INC | 107,558.00 | 81.15 | 8,728,331.70 | 1.88% | 09/27/2022 |
| NEE 221021C00092500 | NEE 221021C00092500 | NEXTERA CLL OPT 10/22 92.500 | -530.00 | 0.18 | -9,275.00 | 0.00% | 09/27/2022 |
| NFLX | 64110L106 | NETFLIX INC | 12,990.00 | 224.07 | 2,910,669.30 | 0.63% | 09/27/2022 |
| NFLX 220930C00242500 | NFLX 220930C00242500 | NETFLIX CLL OPT 09/22 242.500 | -129.00 | 0.98 | -12,577.50 | 0.00% | 09/27/2022 |
| NVDA | 67066G104 | NVIDIA CORPORATION | 48,807.00 | 122.28 | 5,968,119.96 | 1.29% | 09/27/2022 |
| NVDA 220930C00132000 | NVDA 220930C00132000 | NVIDIA C CLL OPT 09/22 132 | -488.00 | 0.65 | -31,720.00 | -0.01% | 09/27/2022 |
| ORCL | 68389X105 | ORACLE CORP | 53,760.00 | 63.45 | 3,411,072.00 | 0.74% | 09/27/2022 |
| ORCL 221021C00069000 | ORCL 221021C00069000 | ORACLE C CLL OPT 10/22 69 | -537.00 | 0.41 | -22,017.00 | 0.00% | 09/27/2022 |
| PAYX | 704326107 | PAYCHEX INC | 21,364.00 | 114.04 | 2,436,350.56 | 0.53% | 09/27/2022 |
| PAYX 221021C00135000 | PAYX 221021C00135000 | PAYCHEX CLL OPT 10/22 135 | -210.00 | 0.23 | -4,725.00 | 0.00% | 09/27/2022 |
| PEP | 713448108 | PEPSICO INC | 41,468.00 | 168.45 | 6,985,284.60 | 1.51% | 09/27/2022 |
| PEP 221021C00177500 | PEP 221021C00177500 | PEPSICO CLL OPT 10/22 177.500 | -414.00 | 1.29 | -53,406.00 | -0.01% | 09/27/2022 |
| PG | 742718109 | PROCTER AND GAMBLE CO | 35,131.00 | 135.71 | 4,767,628.01 | 1.03% | 09/27/2022 |
| PG 220930C00138000 | PG 220930C00138000 | PROCTER CLL OPT 09/22 138 | -349.00 | 0.86 | -30,014.00 | -0.01% | 09/27/2022 |
| PGR | 743315103 | PROGRESSIVE CORP | 38,162.00 | 118.88 | 4,536,698.56 | 0.98% | 09/27/2022 |
| PGR 221021C00130000 | PGR 221021C00130000 | PROGRESS CLL OPT 10/22 130 | -381.00 | 0.73 | -27,622.50 | -0.01% | 09/27/2022 |
| PHM | 745867101 | PULTE GROUP INC | 163,123.00 | 37.91 | 6,183,992.93 | 1.33% | 09/27/2022 |
| PHM 221021C00045000 | PHM 221021C00045000 | PULTE GR CLL OPT 10/22 45 | -1,621.00 | 0.15 | -24,315.00 | -0.01% | 09/27/2022 |
| PLD | 74340W103 | PROLOGIS INC. | 40,363.00 | 104.16 | 4,204,210.08 | 0.91% | 09/27/2022 |
| PLD 221021C00115000 | PLD 221021C00115000 | PROLOGIS CLL OPT 10/22 115 | -403.00 | 1.15 | -46,345.00 | -0.01% | 09/27/2022 |
| PXD | 723787107 | PIONEER NAT RES CO | 25,993.00 | 205.41 | 5,339,222.13 | 1.15% | 09/27/2022 |
| PXD 221021C00245000 | PXD 221021C00245000 | PIONEER CLL OPT 10/22 245 | -259.00 | 1.10 | -28,490.00 | -0.01% | 09/27/2022 |
| PYPL | 70450Y103 | PAYPAL HLDGS INC | 52,688.00 | 84.26 | 4,439,490.88 | 0.96% | 09/27/2022 |
| PYPL 221007C00094000 | PYPL 221007C00094000 | PAYPAL H CLL OPT 10/22 94 | -266.00 | 0.61 | -16,226.00 | 0.00% | 09/27/2022 |
| PYPL 221021C00105000 | PYPL 221021C00105000 | PAYPAL H CLL OPT 10/22 105 | -260.00 | 0.37 | -9,490.00 | 0.00% | 09/27/2022 |
| SCHW | 808513105 | SCHWAB CHARLES CORP | 54,812.00 | 70.89 | 3,885,622.68 | 0.84% | 09/27/2022 |
| SCHW 221021C00080000 | SCHW 221021C00080000 | CHARLES CLL OPT 10/22 80 | -544.00 | 0.39 | -21,216.00 | 0.00% | 09/27/2022 |
| SHW | 824348106 | SHERWIN WILLIAMS CO | 17,617.00 | 209.00 | 3,681,953.00 | 0.79% | 09/27/2022 |
| SHW 221021C00250000 | SHW 221021C00250000 | SHERWIN CLL OPT 10/22 250 | -174.00 | 0.55 | -9,570.00 | 0.00% | 09/27/2022 |
| SIVB | 78486Q101 | SVB FINANCIAL GROUP | 7,954.00 | 335.70 | 2,670,157.80 | 0.58% | 09/27/2022 |
| SIVB 221021C00470000 | SIVB 221021C00470000 | SVB FINA CLL OPT 10/22 470 | -78.00 | 0.95 | -7,410.00 | 0.00% | 09/27/2022 |
| SPX 221021P03100000 | SPX 221021P03100000 | CBOE S&P PUT OPT 10/22 3100 | -1,400.00 | 8.95 | -1,253,000.00 | -0.27% | 09/27/2022 |
| SPX 221021P03600000 | SPX 221021P03600000 | CBOE S&P PUT OPT 10/22 3600 | 1,400.00 | 89.05 | 12,467,000.00 | 2.69% | 09/27/2022 |
| SPX 221118P02500000 | SPX 221118P02500000 | CBOE S&P PUT OPT 11/22 2500 | -750.00 | 6.05 | -453,750.00 | -0.10% | 09/27/2022 |
| SPX 221118P03200000 | SPX 221118P03200000 | CBOE S&P PUT OPT 11/22 3200 | 750.00 | 37.10 | 2,782,500.00 | 0.60% | 09/27/2022 |
| SPXW 220930C03850000 | SPXW 220930C03850000 | CBOE S&P CLL OPT 09/22 3850 | 600.00 | 3.55 | 213,000.00 | 0.05% | 09/27/2022 |
| SPXW 220930C04100000 | SPXW 220930C04100000 | CBOE S&P CLL OPT 09/22 4100 | 600.00 | 0.03 | 1,500.00 | 0.00% | 09/27/2022 |
| SPXW 220930C04200000 | SPXW 220930C04200000 | CBOE S&P CLL OPT 09/22 4200 | -600.00 | 0.03 | -1,500.00 | 0.00% | 09/27/2022 |
| SPXW 220930C04300000 | SPXW 220930C04300000 | CBOE S&P CLL OPT 09/22 4300 | 450.00 | 0.05 | 2,250.00 | 0.00% | 09/27/2022 |
| SPXW 220930C04400000 | SPXW 220930C04400000 | CBOE S&P CLL OPT 09/22 4400 | -450.00 | 0.03 | -1,125.00 | 0.00% | 09/27/2022 |
| SPXW 220930P03540000 | SPXW 220930P03540000 | CBOE S&P PUT OPT 09/22 3540 | -930.00 | 19.45 | -1,808,850.00 | -0.39% | 09/27/2022 |
| SPXW 220930P03640000 | SPXW 220930P03640000 | SPXW US 09/30/22 P3640 | 930.00 | 50.20 | 4,668,600.00 | 1.01% | 09/27/2022 |
| SYK | 863667101 | STRYKER CORPORATION | 28,476.00 | 203.26 | 5,788,031.76 | 1.25% | 09/27/2022 |
| SYK 221021C00225000 | SYK 221021C00225000 | STRYKER CLL OPT 10/22 225 | -118.00 | 1.20 | -14,160.00 | 0.00% | 09/27/2022 |
| TGT | 87612E106 | TARGET CORP | 34,755.00 | 148.71 | 5,168,416.05 | 1.11% | 09/27/2022 |
| TGT 221021C00165000 | TGT 221021C00165000 | TARGET C CLL OPT 10/22 165 | -347.00 | 1.29 | -44,763.00 | -0.01% | 09/27/2022 |
| TMO | 883556102 | THERMO FISHER SCIENTIFIC INC COM | 13,495.00 | 514.31 | 6,940,613.45 | 1.50% | 09/27/2022 |
| TMO 221007C00550000 | TMO 221007C00550000 | THERMO F CLL OPT 10/22 550 | -134.00 | 1.95 | -26,130.00 | -0.01% | 09/27/2022 |
| TMUS | 872590104 | T-MOBILE US INC | 49,285.00 | 132.32 | 6,521,391.20 | 1.41% | 09/27/2022 |
| TMUS 221007C00140000 | TMUS 221007C00140000 | T-MOBILE CLL OPT 10/22 140 | -492.00 | 0.61 | -30,012.00 | -0.01% | 09/27/2022 |
| TSLA | 88160R101 | TESLA INC | 35,828.00 | 276.01 | 9,888,886.28 | 2.13% | 09/27/2022 |
| TSLA 220930C00296670 | TSLA 220930C00296670 | TESLA I CLL OPT 09/22 296.670 | -356.00 | 0.93 | -33,108.00 | -0.01% | 09/27/2022 |
| UNH | 91324P102 | UNITEDHEALTH GROUP INC | 20,874.00 | 508.36 | 10,611,506.64 | 2.29% | 09/27/2022 |
| UNH 220930C00540000 | UNH 220930C00540000 | UNITEDHE CLL OPT 09/22 540 | -207.00 | 0.45 | -9,315.00 | 0.00% | 09/27/2022 |
| UNP | 907818108 | UNION PAC CORP | 26,543.00 | 200.86 | 5,331,426.98 | 1.15% | 09/27/2022 |
| UNP 221021C00220000 | UNP 221021C00220000 | UNION PA CLL OPT 10/22 220 | -265.00 | 1.35 | -35,775.00 | -0.01% | 09/27/2022 |
| UPS | 911312106 | UNITED PARCEL SERVICE INC | 23,538.00 | 161.75 | 3,807,271.50 | 0.82% | 09/27/2022 |
| UPS 221007C00172500 | UPS 221007C00172500 | UNITED P CLL OPT 10/22 172.500 | -235.00 | 0.79 | -18,447.50 | 0.00% | 09/27/2022 |
| URI | 911363109 | UNITED RENTALS INC | 12,536.00 | 260.01 | 3,259,485.36 | 0.70% | 09/27/2022 |
| URI 220930C00277500 | URI 220930C00277500 | UNITED R CLL OPT 09/22 277.500 | -124.00 | 1.55 | -19,220.00 | 0.00% | 09/27/2022 |
| WMT | 931142103 | WALMART INC | 44,785.00 | 131.31 | 5,880,718.35 | 1.27% | 09/27/2022 |
| WMT 221118C00150000 | WMT 221118C00150000 | WALMART CLL OPT 11/22 150 | -354.00 | 0.70 | -24,603.00 | -0.01% | 09/27/2022 |
| XOM | 30231G102 | EXXON MOBIL CORP | 91,512.00 | 83.98 | 7,685,177.76 | 1.66% | 09/27/2022 |
| XOM 220930C00091000 | XOM 220930C00091000 | EXXON MO CLL OPT 09/22 91 | -909.00 | 0.11 | -9,544.50 | 0.00% | 09/27/2022 |
| Cash&Other | Cash&Other | Cash & Other | 12,339,558.08 | 1.00 | 12,339,558.08 | 2.66% | 09/27/2022 |