DRSK
Aptus Defined Risk ETF
An actively-managed strategy that seeks income and growth through a hybrid fixed income and equity approach. The strategy invests 90-95% of its assets to obtain exposure to investment-grade corporate bonds, with the remainder seeking gains in long-term in-the-money call options on selective large cap stocks and sectors.
Why DRSK?
- Broadly diversified income from intermediate-term, investment-grade corporate bonds without chasing yield or accepting long-duration risk
- Laddered approach to create annual redemption and redeployment to reduce reinvestment risk
- Intermediate-term options enable pursuit of 10-20 equity market opportunities, typically with 5-10% of capital at risk
Fund Details
Current as of 12/06/2021
Fund Ticker DRSK
Fund Name Aptus Defined Risk ETF
Primary Exchange Cboe
CUSIP 26922A388
ISIN US26922A3885
Net Assets 819161342.90
Expense Ratio 0.79%
30 Day Median Bid- Ask % 0.10
Inception Date 08/07/2018
Shares Outstanding 28500000.000
Distributor Quasar Distributors
Advisor Aptus Capital Advisors
*Premium Discount Disclaimer
The following Frequency Distribution of Premiums and Discounts chart is provided to show the frequency at which the closing price of the Fund was at a premium (above) or discount (below) to their daily net asset value (NAV). The chart represents past performance and cannot be used to predict future results. Shareholders may pay more than NAV when buying Fund shares and receive less than NAV when those shares are sold because shares are bought and sold at current market prices.
Fund Objectives
The Aptus Defined Risk ETF seeks current income and capital appreciation.
Fund Prices
Current as of 12/06/2021
NAV MARKET PRICE
Net Asset Value 28.74 Closing Price 28.78
Daily Change $ 0.04 Daily Change $ 0.03
Daily Change % 0.13 Daily Change % 0.10
Premium/Discount % 0.13
Fund holdings are subject to change and should not be considered a recommendation to buy or sell any security.
Fund Distributions
| EX-DATE | RECORD DATE | PAYABLE DATE | INCOME | SHORT TERM CAPITAL GAIN | LONG TERM CAPITAL GAIN |
|---|---|---|---|---|---|
| 12/29/21 | 12/30/21 | 12/31/21 | TBD | $0 | $0 |
| 11/17/21 | 11/18/21 | 11/19/21 | $0 | $0.4405 | $0.0937 |
| 9/14/21 | 9/15/21 | 9/16/21 | $0.0565 | ||
| 6/15/21 | 6/16/21 | 6/17/21 | $0.0441 | ||
| 3/16/21 | 3/17/21 | 3/18/21 | $0.0426 | ||
| 12/29/20 | 12/30/20 | 12/31/20 | $0.1136 | ||
| 11/18/20 | 11/19/20 | 11/20/20 | $0 | $1.1350 | $0.1750 |
| 9/14/20 | 9/15/20 | 9/17/20 | $0.1130 | ||
| 6/16/20 | 6/17/20 | 6/18/20 | $0.0630 | ||
| 3/17/20 | 3/18/20 | 3/19/20 | $0.0710 | ||
| 12/30/19 | 12/31/19 | 1/2/20 | $0.1136 | $0.3154 | |
| 9/17/19 | 9/18/19 | 9/19/19 | $0.0978 | ||
| 6/11/19 | 6/12/19 | 6/13/19 | $0.1347 | ||
| 3/12/19 | 3/13/19 | 3/14/19 | $0.0840 | ||
| 12/28/18 | 12/31/18 | 1/02/19 | $0.1451 | $0.47 | |
| 9/18/18 | 9/19/18 | 9/20/18 | $0.0382 |
This fund is expected to pay at least one more distribution before year end. The figures represent estimates and are subject to change based on portfolio, market, and shareholder activity and tax adjustments. Actual distributions will be based on shares outstanding as of the record date. The net asset value of a fund with a distribution will drop on the ex-date by the amount of the distribution. Keep in mind that market conditions, portfolio changes and/or changes in outstanding fund shares could affect these estimates substantially. This information is NOT FINAL and is subject to change until the ex-dividend date. All data subject to change. Actual distributions will be posted on the aptusetfs.com site after each fund’s ex-dividend date. Aptus does not provide tax, accounting or legal advice. Any tax statements contained herein were not intended or written to be used, and cannot be used for the purpose of avoiding U.S., federal, state or local tax penalties. Clients should consult their advisor as to any tax, accounting or legal statements made herein. Specific questions regarding your clients’ personal income tax situation should be referred to a tax advisor.
Fund Performance
Monthly
as of 11/30/2021 Quarterly
as of 9/30/2021
NAV % Market % NAV % Market %
1 Month -0.08 -0.18 -2.58 -2.99
3 Month -0.50 -0.59 -2.83 -3.12
1 Year 0.24 0.15 -1.55 -2.09
3 Year 8.25 8.31 8.70 8.53
5 Year - - - -
YTD 0.37 0.45 -1.72 -1.98
Since Inception 31.90 31.93 29.15 28.75
Since Inception Annualized 8.71 8.72 8.46 8.36
Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period. Performance is annualized for periods greater than 1 year.
Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Short-term performance in particular is not a good indication of the fund’s future performance and an investment should not be made solely on returns.
Fund Holdings
Current as of 12/06/2021
| account_ticker | stock_ticker | cusip | security_desc | shares | price | market_value | weightings | effective_date |
|---|---|---|---|---|---|---|---|---|
| DRSK | IBDN | 46434VBA7 | ISHARES TR IBONDS DEC22 ETF | 5657423.00 | 25.161600 | 142349814.56 | 16.70% | 12/08/2021 |
| DRSK | IBDO | 46434VAX8 | ISHARES TR IBONDS DEC23 ETF | 7414481.00 | 25.690000 | 190478016.89 | 22.34% | 12/08/2021 |
| DRSK | IBDP | 46434VBG4 | ISHARES TR IBONDS DEC24 ETF | 6368698.00 | 25.920000 | 165076652.16 | 19.36% | 12/08/2021 |
| DRSK | IBDQ | 46434VBD1 | ISHARES TR IBONDS DEC25 ETF | 6718093.00 | 26.430000 | 177559197.99 | 20.83% | 12/08/2021 |
| DRSK | IBDR | 46435GAA0 | ISHARES TR IBONDS DEC2026 | 3630365.00 | 26.040000 | 94534704.60 | 11.09% | 12/08/2021 |
| DRSK | JNJ 220218C00165000 | JNJ 220218C00165000 | JOHNSON CLL OPT 2/22 165 | 7000.00 | 5.275000 | 3692500.00 | 0.43% | 12/08/2021 |
| DRSK | LQD 220121P00120000 | LQD 220121P00120000 | ISHARES PUT OPT 1/22 120 | -2900.00 | 0.220000 | -63800.00 | -0.01% | 12/08/2021 |
| DRSK | LQD 220121P00130000 | LQD 220121P00130000 | ISHARES PUT OPT 1/22 130 | 2900.00 | 0.670000 | 194300.00 | 0.02% | 12/08/2021 |
| DRSK | MSFT 220218C00340000 | MSFT 220218C00340000 | MICROSOF CLL OPT 2/22 340 | 3000.00 | 12.650000 | 3795000.00 | 0.45% | 12/08/2021 |
| DRSK | MSFT 220218C00370000 | MSFT 220218C00370000 | MICROSOF CLL OPT 2/22 370 | -1500.00 | 3.300000 | -495000.00 | -0.06% | 12/08/2021 |
| DRSK | SPX 220121C04650000 | SPX 220121C04650000 | CBOE S&P CLL OPT 1/22 4650 | 1260.00 | 137.100000 | 17274600.00 | 2.03% | 12/08/2021 |
| DRSK | SPX 220121P04630000 | SPX 220121P04630000 | CBOE S&P PUT OPT 1/22 4630 | 510.00 | 88.750000 | 4526250.00 | 0.53% | 12/08/2021 |
| DRSK | Cash&Other | Cash&Other | Cash & Other | 52882022.42 | 1.000000 | 52882022.42 | 6.20% | 12/08/2021 |