DRSK
Aptus Defined Risk ETF
An actively-managed strategy that seeks income and growth through a hybrid fixed income and equity approach. The strategy invests 90-95% of its assets to obtain exposure to investment-grade corporate bonds, with the remainder seeking gains in long-term in-the-money call options on selective large cap stocks and sectors.
Why DRSK?
- Broadly diversified income from intermediate-term, investment-grade corporate bonds without chasing yield or accepting long-duration risk
- Laddered approach to create annual redemption and redeployment to reduce reinvestment risk
- Intermediate-term options enable pursuit of 10-20 equity market opportunities, typically with 5-10% of capital at risk
Fund Details
Current as of 08/10/2022
| Fund Ticker | DRSK |
| Fund Name | Aptus Defined Risk ETF |
| Primary Exchange | Cboe |
| CUSIP | 26922A388 |
| ISIN | US26922A3885 |
| Net Assets | 846,163,345.88 |
| Expense Ratio | 0.79% |
| 30 Day Median Bid- Ask % | 0.23 |
| Inception Date | 08/07/2018 |
| Shares Outstanding | 31,200,000.00 |
| Distributor | Quasar Distributors |
| Advisor | Aptus Capital Advisors |
*Premium Discount Disclaimer
The following Frequency Distribution of Premiums and Discounts chart is provided to show the frequency at which the closing price of the Fund was at a premium (above) or discount (below) to their daily net asset value (NAV). The chart represents past performance and cannot be used to predict future results. Shareholders may pay more than NAV when buying Fund shares and receive less than NAV when those shares are sold because shares are bought and sold at current market prices.
Fund Objectives
The Aptus Defined Risk ETF seeks current income and capital appreciation.
Fund Prices
Current as of 08/10/2022
| NAV | MARKET PRICE | ||
| Net Asset Value | 27.12 | Closing Price | 27.09 |
| Daily Change $ | 0.18 | Daily Change $ | 0.17 |
| Daily Change % | 0.67 | Daily Change % | 0.63 |
| Premium/Discount % | -0.11 |
Fund holdings are subject to change and should not be considered a recommendation to buy or sell any security.
Fund Distributions
| EX-DATE | RECORD DATE | PAYABLE DATE | INCOME | SHORT TERM CAPITAL GAIN | LONG TERM CAPITAL GAIN |
|---|---|---|---|---|---|
| 06/14/22 | 06/15/22 | 06/16/22 | $0.0651 | ||
| 03/15/22 | 03/17/22 | 03/17/22 | $0.0128 | ||
| 12/29/21 | 12/30/21 | 12/31/21 | $0.0842 | ||
| 11/17/21 | 11/18/21 | 11/19/21 | $0 | $0.4405 | $0.0937 |
| 09/14/21 | 9/15/21 | 9/16/21 | $0.0565 | ||
| 06/15/21 | 6/16/21 | 6/17/21 | $0.0441 | ||
| 03/16/21 | 3/17/21 | 3/18/21 | $0.0426 | ||
| 12/29/20 | 12/30/20 | 12/31/20 | $0.1136 | ||
| 11/18/20 | 11/19/20 | 11/20/20 | $0 | $1.1350 | $0.1750 |
| 09/14/20 | 9/15/20 | 9/17/20 | $0.1130 | ||
| 06/16/20 | 6/17/20 | 6/18/20 | $0.0630 | ||
| 03/17/20 | 3/18/20 | 3/19/20 | $0.0710 | ||
| 12/30/19 | 12/31/19 | 1/2/20 | $0.1136 | $0.3154 | |
| 09/17/19 | 9/18/19 | 9/19/19 | $0.0978 | ||
| 06/11/19 | 6/12/19 | 6/13/19 | $0.1347 | ||
| 03/12/19 | 3/13/19 | 3/14/19 | $0.0840 | ||
| 12/28/18 | 12/31/18 | 1/02/19 | $0.1451 | $0.47 | |
| 09/18/18 | 9/19/18 | 9/20/18 | $0.0382 |
This fund is expected to pay at least one more distribution before year end. The figures represent estimates and are subject to change based on portfolio, market, and shareholder activity and tax adjustments. Actual distributions will be based on shares outstanding as of the record date. The net asset value of a fund with a distribution will drop on the ex-date by the amount of the distribution. Keep in mind that market conditions, portfolio changes and/or changes in outstanding fund shares could affect these estimates substantially. This information is NOT FINAL and is subject to change until the ex-dividend date. All data subject to change. Actual distributions will be posted on the aptusetfs.com site after each fund’s ex-dividend date. Aptus does not provide tax, accounting or legal advice. Any tax statements contained herein were not intended or written to be used, and cannot be used for the purpose of avoiding U.S., federal, state or local tax penalties. Clients should consult their advisor as to any tax, accounting or legal statements made herein. Specific questions regarding your clients’ personal income tax situation should be referred to a tax advisor.
Fund Performance
| Monthly as of 07/31/2022 |
Quarterly as 06/30/2022 |
|||
| NAV % | Market % | NAV % | Market % | |
| 1 Month | 4.07 | 3.99 | -2.75 | -2.89 |
| 3 Month | 1.58 | 1.51 | -5.57 | -5.77 |
| 1 Year | -5.97 | -6.09 | -8.85 | -8.88 |
| 3 Year | 3.48 | 3.45 | 2.49 | 2.32 |
| 5 Year | - | - | - | - |
| YTD | -4.77 | -4.95 | -8.49 | -8.6 |
| Since Inception | 26.08 | 25.94 | 21.14 | 21.1 |
| Since Inception Annualized | 5.99 | 5.96 | 5.05 | 5.04 |
Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period. Performance is annualized for periods greater than 1 year.
Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Short-term performance in particular is not a good indication of the fund’s future performance and an investment should not be made solely on returns.
DRSK Fund Holdings
Current as of 08/10/2022
| Stock Ticker | Cusip | Security Desc | Shares | Price | Market Value | Weightings | Effective Date |
|---|---|---|---|---|---|---|---|
| BSCO | 46138J841 | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2024 CB | 3,691,285.00 | 20.79 | 76,741,815.15 | 9.07% | 08/11/2022 |
| BSCP | 46138J825 | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2025 CB | 7,479,115.00 | 20.60 | 154,069,769.00 | 18.21% | 08/11/2022 |
| BSCQ | 46138J791 | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2026 CB | 7,907,967.00 | 19.60 | 154,996,153.20 | 18.32% | 08/11/2022 |
| BSCR | 46138J783 | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2027 CB | 1,966,908.00 | 19.76 | 38,866,102.08 | 4.59% | 08/11/2022 |
| BSCS | 46138J643 | INVESCO EXCH TRD SLF IDX FD TR INVSCO BLSH 28 | 292,965.00 | 20.52 | 6,010,352.75 | 0.71% | 08/11/2022 |
| FIS 221021C00110000 | FIS 221021C00110000 | FIDELITY CLL OPT 10/22 110 | 14,000.00 | 1.35 | 1,890,000.00 | 0.22% | 08/11/2022 |
| IBDS | 46435UAA9 | ISHARES TR IBONDS 27 ETF | 6,771,078.00 | 24.29 | 164,469,484.62 | 19.44% | 08/11/2022 |
| IBDT | 46435U515 | ISHARES TR IBDS DEC28 ETF | 3,763,649.00 | 25.48 | 95,897,776.52 | 11.33% | 08/11/2022 |
| IBDU | 46436E205 | ISHARES TR IBONDS DEC 29 | 2,329,407.00 | 23.48 | 54,694,476.36 | 6.46% | 08/11/2022 |
| IBDV | 46436E726 | ISHARES TR IBONDS DEC 2030 | 1,547,920.00 | 22.01 | 34,069,719.20 | 4.03% | 08/11/2022 |
| LOW 230120C00240000 | LOW 230120C00240000 | LOWES CO CLL OPT 01/23 240 | 12,500.00 | 4.50 | 5,625,000.00 | 0.66% | 08/11/2022 |
| LOW 230120C00280000 | LOW 230120C00280000 | LOWES CO CLL OPT 01/23 280 | -12,500.00 | 0.86 | -1,068,750.00 | -0.13% | 08/11/2022 |
| LQD 220916P00110000 | LQD 220916P00110000 | ISHARES PUT OPT 09/22 110 | 10,000.00 | 0.37 | 365,000.00 | 0.04% | 08/11/2022 |
| SPX 221021P03300000 | SPX 221021P03300000 | CBOE S&P PUT OPT 10/22 3300 | -450.00 | 9.95 | -447,750.00 | -0.05% | 08/11/2022 |
| SPX 221021P04000000 | SPX 221021P04000000 | CBOE S&P PUT OPT 10/22 4000 | 450.00 | 76.25 | 3,431,250.00 | 0.41% | 08/11/2022 |
| SPX 230120C04350000 | SPX 230120C04350000 | CBOE S&P CLL OPT 01/23 4350 | 875.00 | 175.55 | 15,360,625.00 | 1.82% | 08/11/2022 |
| SPXW 220812C04300000 | SPXW 220812C04300000 | CBOE S&P CLL OPT 08/22 4300 | 1,750.00 | 1.25 | 218,750.00 | 0.03% | 08/11/2022 |
| SPXW 220812C04350000 | SPXW 220812C04350000 | CBOE S&P CLL OPT 08/22 4350 | -1,750.00 | 0.18 | -30,625.00 | 0.00% | 08/11/2022 |
| TLT 220916C00120000 | TLT 220916C00120000 | ISHARES CLL OPT 09/22 120 | 4,000.00 | 1.46 | 584,000.00 | 0.07% | 08/11/2022 |
| TLT 220916C00135000 | TLT 220916C00135000 | ISHARES CLL OPT 09/22 135 | -4,000.00 | 0.08 | -30,000.00 | 0.00% | 08/11/2022 |
| Cash&Other | Cash&Other | Cash & Other | 40,441,125.24 | 1.00 | 40,441,125.24 | 4.78% | 08/11/2022 |