Aptus ETFs
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Investor Downloads and Resources

ACIO

Aptus Collared Investment Opportunity ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Quarterly Fund Update
↓ Use Case
↓ Strategy Paper

ADME

Aptus Drawdown-Managed Equity ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Quarterly Fund Update
↓ Strategy Paper

DEFR

Aptus Deferred Income ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Use Case

DRSK

Aptus Defined Risk ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Quarterly Fund Update
↓ Use Case
↓ Strategy Paper

DUBS

Aptus Large Cap Enhanced Yield ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Quarterly Fund Update
↓ Use Case

IDUB

International Enhanced Yield ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Quarterly Fund Update
↓ Use Case

JUCY

Aptus Enhanced Yield ETF

↓ Fact Sheet
↓ Quarterly Fund Update
↓ Strategy Paper

OSCV

Opus Small Cap Value ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Quarterly Fund Update

UPSD

Aptus Large Cap Upside ETF

↓ Fact Sheet
↓ Investor Presentation
↓ Quarterly Fund Update
↓ Use Case

Investing involves risk. Principal loss is possible. The Funds are non-diversified, meaning they may concentrate their assets in fewer individual holdings than diversified funds. Therefore, the Funds are more exposed to individual stock volatility than diversified funds.

The Funds invest in options, the Funds risk losing all or part of the cash paid (premium) for purchasing put and call options. The Funds’ use of call and put options can lead to losses because of adverse movements in the price or value of the underlying security, which may be magnified by certain features of the options. The Funds’ use of options may reduce the ability to profit from increases in the value of the underlying securities. Derivatives, such as the options in which the Funds invest, can be volatile and involve various types and degrees of risks. Derivatives may entail investment exposures that are greater than their cost would suggest, meaning that a small investment in a derivative could have a substantial impact on the performance of the Funds. The Funds could experience a loss if its derivatives do not perform as anticipated, the derivatives are not correlated with the performance of their underlying security, or if the Funds are unable to purchase or liquidate a position because of an illiquid secondary market. Fixed Income Securities Risk. The Fund invests in fixed income securities. Fixed income securities, such as bonds, involve certain risks, which include credit risk and interest rate risk. Futures Contracts Risk. A decision as to whether, when, and how to use futures involves the exercise of skill and judgment and even a well-conceived futures transaction may be unsuccessful because of market behavior or unexpected events. New Fund Risk. The Fund is a recently organized investment company with no operating history. As a result, prospective investors have no track record or history on which to base their investment decision.

The Funds invest in other investment companies and ETFs, which may result in higher and duplicative expenses. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Diversification does not assure a profit nor protect against loss in a declining market. One cannot invest directly in an index.

Investing in ETFs are subject to additional risks that do not apply to conventional mutual funds, including the risks that the market price of the shares may trade at a discount to its net asset value (“NAV”), an active secondary trading market may not develop or be maintained, or trading may be halted by the exchange in which they trade, which may impact a Funds ability to sell its shares.

The Aptus Drawdown-Managed Equity ETF is an actively-managed strategy seeking capital appreciation with a focus on managing drawdown risk through hedges. Equity holdings are selected using a yield + growth framework favoring companies who pass our requirements for growth, momentum, value, and yield.

The Aptus Defined Risk ETF is an actively-managed exchange-traded fund that seeks to achieve its objective through a hybrid fixed income and equity strategy. The Fund typically invests approximately 75% to 95% of its assets to obtain exposure to investment-grade corporate bonds and invests the remainder of its assets to obtain exposure to large capitalization U.S. stocks.

The Aptus Collared Investment Opportunity ETF is an actively-managed strategy seeking growth and income using covered calls on individual equities. The strategy invests in 50 large cap stocks and pursues additional income by selling coverall calls on those stocks. ACIO has an added goal of minimizing downside using long put options on a broad-based market Index.

On May 1, 2023, the Aptus International Enhanced Yield ETF changed its name from Aptus International Drawdown Managed Equity ETF. See prospectus sticker for details. 

The Aptus International Enhanced Yield ETF is an actively managed ETF that seeks to achieve its objective principally by investing in a portfolio of other ETFs that invest in equity securities of non-U.S. companies in developed and emerging markets throughout the world and enhances the portfolio’s yield by using an option overlay in order to provide distributable income.

The Aptus Large Cap Enhanced Yield ETF is an actively managed ETF that seeks to achieve its objective principally by investing in a hybrid portfolio of that invest in equity securities of large Cap U.S. companies and enhances the portfolio’s yield by using an option overlay in order to provide distributable income.

The Aptus Enhanced Yield ETF is an actively managed strategy seeking an attractive level of income with capital preservation by combining a lower duration bond portfolio with a disciplined option overlay. The strategy invests in a portfolio of lower duration US Treasury and Agency Bonds to provide stability and income and enhances the portfolio’s yield by using an option overlay in order to provide distributable income.

The Opus Small Cap Value ETF, is an actively managed strategy that seeks to achieve its objective principally by investing in securities of small-capitalization companies. The Fund invests under normal circumstances at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization U.S. companies.

The Aptus Large Cap Upside ETF is an actively-managed exchange-traded fund that seeks to generate total returns that surpass those of the S&P 500. The Fund seeks to achieve its objective by investing in individual stocks, equity and index put options and/or put spreads, equity futures, Treasury Bills, and total returns swaps that implement a systematic trading strategy.

The Aptus Deferred Income ETF is an actively-managed exchange-traded fund that seeks to exceed the performance of the Bloomberg U.S. Aggregate Bond Index. The Fund seeks to achieve its objective by attempting to provide a tax-efficient return stream through investments in options, total return swaps, Treasury Bills and/or box spreads as opposed to traditional bond investments.

The Aptus January Buffer Fund, Aptus April Buffer Fund, Aptus July Buffer Fund, Aptus October Buffer Fund, Aptus Laddered Buffer Fund, Aptus January Deep Buffer Fund, Aptus April Deep Buffer Fund, Aptus July Deep Buffer Fund, Aptus October Deep Buffer Fund, and Aptus Laddered Deep Buffer Fund are actively managed exchange-traded funds (“ETF”) that, under normal market conditions, invests substantially all of its assets or ETFs that substantially invest all of its assets in FLexible EXchange® Options (“FLEX Options”) that reference the market price of the Underlying ETF. Due to the unique mechanics of the Fund’s strategy, the return an investor can expect to receive from an investment in the Fund has characteristics that are distinct from many other investment vehicles.

The Aptus January Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap, as defined below, before fees and expenses, while providing a Buffer, as defined below, against a predetermined percentage, before fees and expenses, of Underlying ETF losses over a twelve-month period from January 1 to December 31.

The Aptus April Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap, as defined below, before fees and expenses, while providing a Buffer, as defined below, against a predetermined percentage, before fees and expenses, of Underlying ETF losses over a twelve-month period from April 1 to March 31.

The Aptus July Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap, as defined below, before fees and expenses, while providing a Buffer, as defined below, against a predetermined percentage, before fees and expenses, of Underlying ETF losses over a twelve-month period from July 1 to June 30.

The Aptus October Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap, as defined below, before fees and expenses, while providing a Buffer, as defined below, against a predetermined percentage, before fees and expenses, of Underlying ETF losses over a twelve-month period from October 1 to September 30.

The Aptus Laddered Buffer ETF is an actively managed exchange-traded strategy seeking to provide investors with US large-cap equity market exposure while attempting to limit downside risk through a laddered portfolio of buffer ETFs managed by Aptus Capital Advisors, LLC, the Fund’s investment adviser.

The Aptus January Deep Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap as defined in the Fund’s prospectus, before fees and expenses, while providing a Buffer against losses between -4% and -34% of the Underlying ETF, before fees and expenses, over a twelve-month Investment Period.

The Aptus April Deep Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap as defined in the Fund’s prospectus, before fees and expenses, while providing a Buffer against losses between -4% and -34% of the Underlying ETF, before fees and expenses, over a twelve-month Investment Period.

The Aptus July Deep Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap as defined in the Fund’s prospectus, before fees and expenses, while providing a Buffer against losses between -4% and -34% of the Underlying ETF, before fees and expenses, over a twelve-month Investment Period.

The Aptus October Deep Buffer ETF (the “Fund”) is an actively managed exchange-traded strategy seeking to provide investors with returns that match the share price performance of the SPDR® S&P 500® ETF Trust (the “Underlying ETF”) up to a predetermined upside Cap as defined in the Fund’s prospectus, before fees and expenses, while providing a Buffer against losses between -4% and -34% of the Underlying ETF, before fees and expenses, over a twelve-month Investment Period.

The Aptus Laddered Deep Buffer ETF is an actively managed exchange-traded strategy seeking to provide investors with US large-cap equity market exposure while attempting to limit downside risk through a laddered portfolio of “deep” buffer ETFs managed by Aptus Capital Advisors, LLC, the Fund’s investment adviser.

Definitions: Free cash flow (FCF) is a measure of a company’s financial performance, calculated as operating cash flow minus capital expenditures. FCF represents the cash that a company is able to generate after spending the money required to maintain or expand its asset base. Call options give the owner the right to buy the underlying security at the specified price within a specific time period. Put options give the owner the right to sell the underlying security at the specified price within a specific time period. A collar is an options strategy constructed by holding shares of the underlying stock while simultaneously buying put options and selling call options against that holding. 30 Day Median Bid Ask is a calculation of Fund’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund’s national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values. Duration is a measure of the sensitivity of the price of a bond or other debt instrument to a change in interest rates. The S&P 500 Index is a market-capitalization-weighted index of 500 leading publicly traded companies in the U.S.

Diversification is not a guarantee of performance.

Shares of any ETF are bought and sold at Market Price (not NAV) and are not individually redeemed from the fund. Brokerage commissions will reduce returns. Market returns are based upon the midpoint of the bid/ask spread a 4:00pm Eastern Time (when NAV is normally determined for most ETF’s), and do not represent the returns you would receive if you traded shares at other times.

Nothing on this website should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. Nothing contained on this website constitutes tax, legal, or investment advice. Investors must consult their tax advisor or legal counsel for advice and information concerning their particular situation.

Aptus Capital Advisors is the advisor to the Aptus Drawdown-Managed Equity ETF, Aptus Defined Risk ETF, Aptus Collared Investment Opportunity ETF, Aptus International Drawdown Managed Equity ETF, Aptus Large Cap Enhanced Yield ETF, Aptus Enhanced Yield ETF, Opus Small Cap Value ETF, Aptus Large Cap Upside ETF, Aptus Deferred Income ETF, Aptus January Buffer ETF, Aptus April Buffer ETF, Aptus July Buffer ETF, Aptus October Buffer ETF, Aptus Laddered Buffer ETF, Aptus January Deep Buffer ETF, Aptus April Deep Buffer ETF, Aptus July Deep Buffer ETF,  Aptus October Deep Buffer ETF, and Aptus Laddered Deep Buffer ETF all of which are distributed by Quasar Distributors, LLC.

The fund’s investment objectives, risks, charges, and expenses must be considered carefully before investing. Important information about the fund is available at aptusetfs.com or by calling 1-800-617-0004. Read it carefully before investing. Please refer to the Fund Document section of each Fund page to download a prospectus.