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ACIO Strategy Paper

ACIO Strategy Paper

by aptusetfs | Mar 18, 2021 | Uncategorized

Download the Fact Sheet.
ACIO Strategy Paper

ACIO Prospectus

by aptusetfs | Mar 18, 2021 | Uncategorized

Download the Fact Sheet.
ACIO Strategy Paper

ACIO Fact Sheet

by aptusetfs | Mar 18, 2021 | Uncategorized

Download the Fact Sheet.

Recent Posts

  • RIA Channel Interview: Using Options-Based ETFs To Enhance Allocations
  • Minisode: The Future for Options-Based Strategies
  • ACIO Strategy Paper
  • ACIO Prospectus
  • ACIO Fact Sheet

Recent Comments

    Investing involves risk. Principal loss is possible. The Funds are non-diversified, meaning they may concentrate their assets in fewer individual holdings than diversified funds. Therefore, the Funds are more exposed to individual stock volatility than diversified funds.

    The Funds may invest in options, the Funds risk losing all or part of the cash paid (premium) for purchasing put and call options. The Funds’ use of call and put options can lead to losses because of adverse movements in the price or value of the underlying security, which may be magnified by certain features of the options. The Funds’ use of options may reduce the ability to profit from increases in the value of the underlying securities. Derivatives, such as the options in which the Funds invest, can be volatile and involve various types and degrees of risks. Derivatives may entail investment exposures that are greater than their cost would suggest, meaning that a small investment in a derivative could have a substantial impact on the performance of the Funds. The Funds could experience a loss if its derivatives do not perform as anticipated, the derivatives are not correlated with the performance of their underlying security, or if the Funds are unable to purchase or liquidate a position because of an illiquid secondary market. Equity-Linked Notes (“ELNs”) Risk. Investing in ELNs may be more costly to a Fund than if the Fund had invested in the Underlying Instruments directly. Investments in ELNs often have risks similar to the Underlying Instruments, which include market risk and, as applicable, foreign securities and currency risk. Fixed Income Securities Risk. The Fund invests in fixed income securities. Fixed income securities, such as bonds, involve certain risks, which include credit risk and interest rate risk. Futures Contracts Risk. A decision as to whether, when, and how to use futures involves the exercise of skill and judgment and even a well-conceived futures transaction may be unsuccessful because of market behavior or unexpected events. New Fund Risk. The Fund is a recently organized investment company with no operating history. As a result, prospective investors have no track record or history on which to base their investment decision.

    The Funds may invest in other investment companies and ETFs which may result in higher and duplicative expenses. Investments in debt securities typically decrease in value when interest rates rise. This risk is usually greater for longer-term debt securities. Diversification does not assure a profit nor protect against loss in a declining market. One cannot invest directly in an index.

    Investing in ETFs are subject to additional risks that do not apply to conventional mutual funds, including the risks that the market price of the shares may trade at a discount to its net asset value (“NAV”), an active secondary trading market may not develop or be maintained, or trading may be halted by the exchange in which they trade, which may impact a Funds ability to sell its shares.

    The Aptus Drawdown-Managed Equity ETF is an actively-managed strategy seeking capital appreciation with a focus on managing drawdown risk through hedges. Equity holdings are selected using a yield + growth framework favoring companies who pass our requirements for growth, momentum, value, and yield.

    The Aptus Defined Risk ETF is an actively-managed exchange-traded fund that seeks to achieve its objective through a hybrid fixed income and equity strategy. The Fund typically invests approximately 90% to 95% of its assets to obtain exposure to investment-grade corporate bonds and invests the remainder of its assets to obtain exposure to large capitalization U.S. stocks.

    The Aptus Collared Investment Opportunity ETF is an actively-managed strategy seeking growth and income using covered calls on individual equities. The strategy invests in 50 large cap stocks and pursues additional income by selling coverall calls on those stocks. ACIO has an added goal of minimizing downside using long put options on a broad-based market Index.

    On May 1, 2023, the Aptus International Enhanced Yield ETF changed its name from Aptus International Drawdown Managed Equity ETF. See prospectus sticker for details. 

    The Aptus International Enhanced Yield ETF is an actively managed ETF that seeks to achieve its objective principally by investing in a portfolio of other ETFs that invest in equity securities of non-U.S. companies in developed and emerging markets throughout the world and enhances the portfolio’s yield by using an option overlay in order to provide distributable income.

    The Aptus Large Cap Enhanced Yield ETF is an actively managed ETF that seeks to achieve its objective principally by investing in a hybrid portfolio of that invest in equity securities of large Cap U.S. companies and enhances the portfolio’s yield by using an option overlay in order to provide distributable income.

    The Aptus Enhanced Yield ETF is an actively managed strategy seeking an attractive level of income with capital preservation by combining a lower duration bond portfolio with a disciplined option overlay. The strategy invests in a portfolio of lower duration US Treasury and Agency Bonds to provide stability and income and enhances the portfolio’s yield by using an option overlay in order to provide distributable income.

    Definitions: Free cash flow (FCF) is a measure of a company’s financial performance, calculated as operating cash flow minus capital expenditures. FCF represents the cash that a company is able to generate after spending the money required to maintain or expand its asset base. Call options give the owner the right to buy the underlying security at the specified price within a specific time period. Put options give the owner the right to sell the underlying security at the specified price within a specific time period. A collar is an options strategy constructed by holding shares of the underlying stock while simultaneously buying put options and selling call options against that holding. 30 Day Median Bid Ask is a calculation of Fund’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund’s national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values. Duration is a measure of the sensitivity of the price of a bond or other debt instrument to a change in interest rates. The S&P 500 Index is a market-capitalization-weighted index of 500 leading publicly traded companies in the U.S.

    Diversification is not a guarantee of performance.

    Shares of any ETF are bought and sold at Market Price (not NAV) and are not individually redeemed from the fund. Brokerage commissions will reduce returns. Market returns are based upon the midpoint of the bid/ask spread a 4:00pm Eastern Time (when NAV is normally determined for most ETF’s), and do not represent the returns you would receive if you traded shares at other times.

    Nothing on this website should be considered a solicitation to buy or an offer to sell shares of any Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. Nothing contained on this website constitutes tax, legal, or investment advice. Investors must consult their tax advisor or legal counsel for advice and information concerning their particular situation.

    Aptus Capital Advisors is the advisor to the Aptus Drawdown-Managed Equity ETF, Aptus Defined Risk ETF, Aptus Collared Investment Opportunity ETF, Aptus International Drawdown Managed Equity ETF, Aptus Large Cap Enhanced Yield ETF, and Aptus Enhanced Yield ETF, all of which are distributed by Quasar Distributors, LLC.

    The fund’s investment objectives, risks, charges, and expenses must be considered carefully before investing. Important information about the fund is available at aptusetfs.com or by calling 1-800-617-0004. Read it carefully before investing. Please refer to the Fund Document section of each Fund page to download a prospectus.