UPSD

APTUS LARGE CAP UPSIDE ETF

An actively managed ETF designed to enhance risk-adjusted returns by capturing additional upside in favorable market conditions while maintaining a long-term risk profile similar to core U.S. equity portfolios. UPSD uses a disciplined, adaptive approach that increases market exposure during uptrends and manages risk during downturns.

Why UPSD?

Enhanced Upside Potential

Seeks to outperform traditional equity portfolios in strong markets by strategically increasing market exposure beyond 100% when conditions are favorable.


Risk-Managed Equity Exposure

Built on a foundation of large-cap U.S. stocks selected for quality, value, and growth, weighted to reduce volatility and optimize returns.


Dynamic Market Adaptation

Adjusts exposure based on market conditions, increasing exposure in uptrends and reducing risk during heightened periods of volatility.

Fund Details

Current as of 12/10/2024

 

 

Fund Ticker UPSD
Fund Name Aptus Large Cap Upside ETF
Primary Exchange Cboe
CUSIP 26922B444
ISIN US26922B4445
Net Assets 10,716,416.79
Expense Ratio 0.79%
30 Day Median Bid- Ask % 0.24
Inception Date 11/20/2024
Shares Outstanding 425,000.00
Distributor Quasar Distributors
Advisor Aptus Capital Advisors
*Premium Discount Disclaimer

The following Frequency Distribution of Premiums and Discounts chart is provided to show the frequency at which the closing price of the Fund was at a premium (above) or discount (below) to their daily net asset value (NAV). The chart represents past performance and cannot be used to predict future results. Shareholders may pay more than NAV when buying Fund shares and receive less than NAV when those shares are sold because shares are bought and sold at current market prices.

Fund Objectives

Fund Prices

Current as of 12/10/2024

 

 

  NAV   MARKET PRICE
Net Asset Value 25.22 Closing Price 25.20
Daily Change $ -0.09 Daily Change $ -0.10
Daily Change % -0.36 Daily Change % -0.38
    Premium/Discount % -0.06
Fund holdings are subject to change and should not be considered a recommendation to buy or sell any security.

Fund Distributions

EX-DATERECORD
DATE
PAYABLE
DATE
INCOMESHORT TERM
CAPITAL GAIN
LONG TERM
CAPITAL GAIN

This fund is expected to pay at least one more distribution before year end. The figures represent estimates and are subject to change based on portfolio, market, and shareholder activity and tax adjustments. Actual distributions will be based on shares outstanding as of the record date. The net asset value of a fund with a distribution will drop on the ex-date by the amount of the distribution. Keep in mind that market conditions, portfolio changes and/or changes in outstanding fund shares could affect these estimates substantially. This information is NOT FINAL and is subject to change until the ex-dividend date. All data subject to change. Actual distributions will be posted on the aptusetfs.com site after each fund’s ex-dividend date. Aptus does not provide tax, accounting or legal advice. Any tax statements contained herein were not intended or written to be used, and cannot be used for the purpose of avoiding U.S., federal, state or local tax penalties. Clients should consult their advisor as to any tax, accounting or legal statements made herein. Specific questions regarding your clients’ personal income tax situation should be referred to a tax advisor.

Fund Performance

Monthly
as of 11/30/2024
Quarterly
as 9/30/2024
NAV % Market % NAV % Market %
1 Month - - TBA TBA
3 Month - - TBA TBA
1 Year - - TBA TBA
3 Year - - TBA TBA
5 Year - - TBA TBA
YTD - - TBA TBA
Since Inception 2.08 2.22 TBA TBA
Since Inception Annualized - - TBA TBA
Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period. Performance is annualized for periods greater than 1 year.

Performance quoted represents past performance, which is no guarantee of future results. Investment return and principal value will fluctuate, so you may have a gain or loss when shares are sold. Current performance may be higher or lower than that quoted. Short-term performance in particular is not a good indication of the fund’s future performance and an investment should not be made solely on returns.

Market Price: The current price at which shares are bought and sold. Market returns are based upon the last trade price.

NAV: The dollar value of a single share, based on the value of the underlying assets of the fund minus its liabilities, divided by the number of shares outstanding. Calculated at the end of each business day.

UPSD Fund Holdings

Current as of 12/10/2024

Stock TickerCusipSecurity DescSharesPriceMarket ValueWeightingsEffective Date
AAPL037833100Apple Inc2,108.00246.49519,600.924.84%12/12/2024
ABBV00287Y109AbbVie Inc510.00174.3788,928.700.83%12/12/2024
ABNB009066101Airbnb Inc476.00138.8466,087.840.62%12/12/2024
ACGLG0450A105Arch Capital Group Ltd918.0094.0786,356.260.80%12/12/2024
ADP053015103Automatic Data Processing Inc459.00300.75138,044.251.29%12/12/2024
AJG363576109Arthur J Gallagher & Co221.00283.5862,671.180.58%12/12/2024
AMGN031162100Amgen Inc255.00273.4169,719.550.65%12/12/2024
AMP03076C106Ameriprise Financial Inc187.00550.80102,999.600.96%12/12/2024
AMZN023135106Amazon.com Inc918.00230.26211,378.681.97%12/12/2024
AXP025816109American Express Co238.00302.3471,956.920.67%12/12/2024
BR11133T103Broadridge Financial Solutions Inc255.00235.5960,075.450.56%12/12/2024
CAT149123101Caterpillar Inc136.00388.8752,886.320.49%12/12/2024
CBH1467J104Chubb Ltd289.00276.2279,827.580.74%12/12/2024
CBOE12503M108Cboe Global Markets Inc442.00202.5989,544.780.83%12/12/2024
CDW12514G108CDW Corp/DE221.00178.2539,393.250.37%12/12/2024
CHD171340102Church & Dwight Co Inc612.00105.5864,614.960.60%12/12/2024
CL194162103Colgate-Palmolive Co1,615.0092.76149,807.401.40%12/12/2024
CLX189054109Clorox Co/The476.00164.6678,378.160.73%12/12/2024
CME12572Q105CME Group Inc374.00234.3087,628.200.82%12/12/2024
CMG169656105Chipotle Mexican Grill Inc1,785.0065.57117,042.451.09%12/12/2024
COR03073E105Cencora Inc663.00231.89153,743.071.43%12/12/2024
COST22160K105Costco Wholesale Corp85.00994.6984,548.650.79%12/12/2024
CRWD22788C105Crowdstrike Holdings Inc204.00362.9774,045.880.69%12/12/2024
CSCO17275R102Cisco Systems Inc918.0058.5953,785.620.50%12/12/2024
CTAS172908105Cintas Corp442.00210.9793,248.740.87%12/12/2024
DDOG23804L103Datadog Inc510.00156.4879,804.800.74%12/12/2024
EXPE30212P303Expedia Group Inc357.00190.2967,933.530.63%12/12/2024
FANG25278X109Diamondback Energy Inc255.00163.9041,794.500.39%12/12/2024
FAST311900104Fastenal Co986.0079.2678,150.360.73%12/12/2024
FI337738108Fiserv Inc374.00203.9676,281.040.71%12/12/2024
GD369550108General Dynamics Corp221.00265.4358,660.030.55%12/12/2024
GIS370334104General Mills Inc629.0065.5041,199.500.38%12/12/2024
GOOG02079K107Alphabet Inc408.00196.7180,257.680.75%12/12/2024
GOOGL02079K305Alphabet Inc425.00195.4083,045.000.77%12/12/2024
GRMNH2906T109Garmin Ltd425.00220.7793,827.250.87%12/12/2024
GWW384802104WW Grainger Inc102.001,155.50117,861.001.10%12/12/2024
HD437076102Home Depot Inc/The238.00421.38100,288.440.93%12/12/2024
HIG416515104Hartford Financial Services Group Inc/The663.00113.0374,938.890.70%12/12/2024
HON438516106Honeywell International Inc238.00229.0654,516.280.51%12/12/2024
HSY427866108Hershey Co/The442.00177.0078,234.000.73%12/12/2024
IBKR45841N107Interactive Brokers Group Inc374.00180.7867,611.720.63%12/12/2024
IRM46284V101Iron Mountain Inc850.00113.0996,126.500.90%12/12/2024
IT366651107Gartner Inc204.00518.54105,782.160.99%12/12/2024
ITW452308109Illinois Tool Works Inc476.00272.96129,928.961.21%12/12/2024
JNJ478160104Johnson & Johnson459.00146.6467,307.760.63%12/12/2024
K487836108Kellanova969.0080.6478,140.160.73%12/12/2024
KMB494368103Kimberly-Clark Corp1,003.00130.61131,001.831.22%12/12/2024
KO191216100Coca-Cola Co/The1,581.0062.6499,033.840.92%12/12/2024
LDOS525327102Leidos Holdings Inc493.00153.5575,700.150.71%12/12/2024
LING54950103Linde PLC153.00440.5367,401.090.63%12/12/2024
LLY532457108Eli Lilly & Co136.00796.03108,260.081.01%12/12/2024
LMT539830109Lockheed Martin Corp289.00504.24145,725.361.36%12/12/2024
LNG16411R208Cheniere Energy Inc527.00215.20113,410.401.06%12/12/2024
MA57636Q104Mastercard Inc306.00534.45163,541.701.52%12/12/2024
MCO615369105Moody's Corp119.00497.5359,206.070.55%12/12/2024
MELI58733R102MercadoLibre Inc34.001,897.8764,527.580.60%12/12/2024
META30303M102Meta Platforms Inc119.00632.6875,288.920.70%12/12/2024
MMC571748102Marsh & McLennan Cos Inc374.00214.3580,166.900.75%12/12/2024
MNST61174X109Monster Beverage Corp918.0052.1047,827.800.45%12/12/2024
MPC56585A102Marathon Petroleum Corp561.00151.9785,255.170.79%12/12/2024
MRK58933Y105Merck & Co Inc816.0099.7581,396.000.76%12/12/2024
MSFT594918104Microsoft Corp1,122.00448.99503,766.784.69%12/12/2024
MSI620076307Motorola Solutions Inc289.00478.11138,173.791.29%12/12/2024
NFLX64110L106Netflix Inc85.00936.5679,607.600.74%12/12/2024
NOW81762P102ServiceNow Inc102.001,147.18117,012.361.09%12/12/2024
NTAP64110D104NetApp Inc629.00122.6677,153.140.72%12/12/2024
NVDA67066G104NVIDIA Corp3,621.00139.31504,441.514.70%12/12/2024
OKE682680103ONEOK Inc680.00104.3370,944.400.66%12/12/2024
ORCL68389X105Oracle Corp357.00178.5863,753.060.59%12/12/2024
PANW697435105Palo Alto Networks Inc153.00398.4260,958.260.57%12/12/2024
PAYX704326107Paychex Inc612.00141.2486,438.880.81%12/12/2024
PCAR693718108PACCAR Inc493.00115.8557,114.050.53%12/12/2024
PEP713448108PepsiCo Inc595.00156.7793,278.150.87%12/12/2024
PG742718109Procter & Gamble Co/The476.00170.6381,219.880.76%12/12/2024
PGR743315103Progressive Corp/The408.00243.7399,441.840.93%12/12/2024
PSX718546104Phillips 66476.00125.3359,657.080.56%12/12/2024
REGN75886F107Regeneron Pharmaceuticals Inc68.00773.0052,564.000.49%12/12/2024
ROL775711104Rollins Inc1,326.0049.0164,987.260.61%12/12/2024
RSG760759100Republic Services Inc391.00210.3582,246.850.77%12/12/2024
SHW824348106Sherwin-Williams Co/The221.00371.9482,198.740.77%12/12/2024
SPG828806109Simon Property Group Inc374.00176.6366,059.620.62%12/12/2024
SYY871829107Sysco Corp1,802.0080.35144,790.701.35%12/12/2024
TJX872540109TJX Cos Inc/The680.00126.8186,230.800.80%12/12/2024
TRV89417E109Travelers Cos Inc/The272.00245.1466,678.080.62%12/12/2024
TSCO892356106Tractor Supply Co204.00285.4958,239.960.54%12/12/2024
TTG8994E103Trane Technologies PLC170.00400.1368,022.100.63%12/12/2024
ULTA90384S303ULTA BEAUTY INC170.00430.0973,115.300.68%12/12/2024
UNH91324P102UnitedHealth Group Inc153.00533.5381,630.090.76%12/12/2024
V92826C839Visa Inc374.00313.79117,357.461.09%12/12/2024
VLO91913Y100Valero Energy Corp323.00133.2943,052.670.40%12/12/2024
VRSK92345Y106Verisk Analytics Inc493.00285.02140,514.861.31%12/12/2024
VRTX92532F100Vertex Pharmaceuticals Inc170.00468.2979,609.300.74%12/12/2024
WAB929740108Westinghouse Air Brake Technologies Corp306.00203.8562,378.100.58%12/12/2024
WELL95040Q104Welltower Inc340.00128.5943,720.600.41%12/12/2024
WM94106L109Waste Management Inc425.00214.5291,171.000.85%12/12/2024
WMB969457100Williams Cos Inc/The1,275.0055.3970,622.250.66%12/12/2024
WMG934550203Warner Music Group Corp2,516.0032.5981,996.440.76%12/12/2024
WMT931142103Walmart Inc1,054.0094.96100,087.840.93%12/12/2024
WRB084423102W R Berkley Corp1,411.0060.8785,887.570.80%12/12/2024
XOM30231G102Exxon Mobil Corp476.00111.9253,273.920.50%12/12/2024
Cash&OtherCash&OtherCash & Other979,529.461.00979,529.469.12%12/12/2024

Holdings are subject to change without notice.